Order of Newfoundland and Labrador

Results: 124



#Item
11Stock market / Financial economics / New Deal / Securities Act / Security / Investment / Financial regulation / Securities Commission of New Zealand / Securities Exchange Act / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

Blanket Order No. 48 SECURITIES COMMISSION OF NEWFOUNDLAND AND LABRADOR DEPARTMENT OF GOVERNMENT SERVICES AND LANDS GOVERNMENT OF NEWFOUNDLAND AND LABRADOR IN THE MATTER OF

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Source URL: www.servicenl.gov.nl.ca

Language: English - Date: 2014-12-03 13:00:15
12British North America / New Deal / Securities Act / Newfoundland / Financial regulation / History of North America / Economy of the United States / SEC filing / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Blanket Order No. 42A (Revokes Blanket Order No. 42) SECURITIES COMMISSION OF NEWFOUNDLAND AND LABRADOR DEPARTMENT OF GOVERNMENT SERVICES AND LANDS

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Source URL: www.servicenl.gov.nl.ca

Language: English - Date: 2014-12-03 13:00:13
13Exempt market dealer / Collective investment schemes / Financial services / Mutual fund / Regulation D / Canadian Investment Manager / Financial economics / Investment / Finance

Government of Newfoundland and Labrador Department of Government Services Financial Services Regulation Division BLANKET ORDER NUMBER 60

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Source URL: www.servicenl.gov.nl.ca

Language: English - Date: 2014-12-03 13:00:19
1473rd United States Congress / Financial economics / SEC filings / Finance / Investment / Securities Act / Newfoundland and Labrador / Security / Regulation D / United States Securities and Exchange Commission / United States securities law / Stock market

Blanket Order No. 50 SECURITIES COMMISSION OF NEWFOUNDLAND AND LABRADOR DEPARTMENT OF GOVERNMENT SERVICES AND LANDS GOVERNMENT OF NEWFOUNDLAND AND LABRADOR IN THE MATTER OF

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Source URL: www.servicenl.gov.nl.ca

Language: English - Date: 2014-12-03 13:00:16
15New Deal / Securities Act / SEC filings / Newfoundland and Labrador / Financial regulation / Financial economics / History of North America / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Blanket Order No. 41A (Revokes Blanket Order No. 41) SECURITIES COMMISSION OF NEWFOUNDLAND AND LABRADOR DEPARTMENT OF GOVERNMENT SERVICES AND LANDS

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Source URL: www.servicenl.gov.nl.ca

Language: English - Date: 2014-12-03 13:00:12
1673rd United States Congress / Regulation D / Securities Act / Newfoundland and Labrador / Financial regulation / Finance / Exempt market dealer / United States Securities and Exchange Commission / United States securities law / Financial economics

Government of Newfoundland and Labrador Department of Government Services Financial Services Regulation Division BLANKET ORDER NUMBER 62

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Source URL: www.servicenl.gov.nl.ca

Language: English - Date: 2014-12-03 13:00:20
17Investment / Finance / New Deal / Securities Act / Regulation D / Financial regulation / Exempt market dealer / United States Securities and Exchange Commission / Financial economics / United States securities law

Government of Newfoundland and Labrador Department of Government Services Financial Services Regulation Division BLANKET ORDER NUMBER 61

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Source URL: www.servicenl.gov.nl.ca

Language: English - Date: 2014-12-03 13:00:20
18Collective investment schemes / Finance / Exempt market dealer / Institutional investors / Regulatory compliance / Mutual fund / Chief compliance officer / Financial economics / Investment / Financial services

Government of Newfoundland and Labrador Department of Government Services Financial Services Regulation Division BLANKET ORDER NUMBER 59

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Source URL: www.servicenl.gov.nl.ca

Language: English - Date: 2014-12-03 13:00:19
19United States Securities and Exchange Commission / Financial economics / Law / Investment / 73rd United States Congress / Securities Act / Prospectus / Misrepresentation / Security / Stock market / Contract law / United States securities law

Blanket Order No. 51 SECURITIES COMMISSION OF NEWFOUNDLAND AND LABRADOR DEPARTMENT OF GOVERNMENT SERVICES AND LANDS GOVERNMENT OF NEWFOUNDLAND AND LABRADOR

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Source URL: www.servicenl.gov.nl.ca

Language: English - Date: 2014-12-03 13:00:16
20New Deal / Securities Act / Financial economics / Financial regulation / Finance / Exempt market dealer / United States Securities and Exchange Commission / 73rd United States Congress / United States securities law

Blanket Order No. 49 SECURITIES COMMISSION OF NEWFOUNDLAND AND LABRADOR DEPARTMENT OF GOVERNMENT SERVICES AND LANDS GOVERNMENT OF NEWFOUNDLAND AND LABRADOR IN THE MATTER OF

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Source URL: www.servicenl.gov.nl.ca

Language: English - Date: 2014-12-03 13:00:15
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